Filing Details
- Accession Number:
- 0001104659-15-020170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-16 18:51:02
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-16
- Accepted Time:
- 2015-03-16 18:51:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1265131 | Hilltop Holdings Inc. | HTH | State Commercial Banks (6022) | 841477939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456811 | Jerry Schaffner | 200 Crescent Court, Suite 1330 Dallas TX 75201 | Plainscapital Bank Pres. & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-12 | 1,300 | $20.00 | 165,916 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,459 | Indirect | By Wife |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2014.
- Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.
Billionaire Hedge Funds
