Filing Details

Accession Number:
0001104659-15-020170
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-16 18:51:02
Reporting Period:
2015-03-12
Filing Date:
2015-03-16
Accepted Time:
2015-03-16 18:51:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265131 Hilltop Holdings Inc. HTH State Commercial Banks (6022) 841477939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456811 Jerry Schaffner 200 Crescent Court, Suite 1330
Dallas TX 75201
Plainscapital Bank Pres. & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-12 1,300 $20.00 165,916 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,459 Indirect By Wife
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2014.
  2. Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.
  3. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.