Filing Details
- Accession Number:
- 0000950138-15-000253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-16 17:55:58
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-16
- Accepted Time:
- 2015-03-16 17:55:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1038859 | S Mitchell Klipper | C/O Barnes &Amp; Noble, Inc. 122 Fifth Avenue New York NY 10011 | Ceo, B&N Retail Group | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-12 | 20,700 | $23.70 | 56,576 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-13 | 14,116 | $23.78 | 42,460 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-16 | 5,037 | $23.81 | 37,423 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-16 | 100 | $23.70 | 37,323 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-16 | 16,137 | $23.51 | 21,186 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-16 | 21,186 | $23.34 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,262 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.70 to $23.72, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.75 to $23.84, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.80 to $23.83, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
- The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.55, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
- The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $23.28 to $23.46, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
- Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of December 31, 2014. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.