Filing Details
- Accession Number:
- 0001209191-15-026615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-16 17:53:03
- Reporting Period:
- 2015-03-13
- Filing Date:
- 2015-03-16
- Accepted Time:
- 2015-03-16 17:53:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1512379 | L Christopher Mayne | 4949 West Brown Deer Rd Milwaukee WI 53223 | Senior Vp Of Bank Mutual | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-13 | 10,000 | $3.39 | 61,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-13 | 10,000 | $7.20 | 51,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to buy | Disposition | 2015-03-13 | 10,000 | $0.00 | 10,000 | $3.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2022-01-17 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options to buy | $5.05 | 2021-01-18 | 50,000 | 50,000 | Direct | |
Common Stock | Options to buy | $4.82 | 2023-01-22 | 12,000 | 12,000 | Direct | |
Common Stock | Options to buy | $7.17 | 2024-01-21 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-01-18 | 50,000 | 50,000 | Direct |
2023-01-22 | 12,000 | 12,000 | Direct |
2024-01-21 | 10,000 | 10,000 | Direct |
Footnotes
- The price shown is a weighted-average sale price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.22, inclusive.
- Stock options granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
- Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.