Filing Details
- Accession Number:
- 0000090185-15-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-16 17:08:01
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-16
- Accepted Time:
- 2015-03-16 17:08:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 90185 | Sigma Aldrich Corp | SIAL | Wholesale-Chemicals & Allied Products (5160) | 431050617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336007 | Mark Eric Green | C/O Sigma-Aldrich Corporation 3050 Spruce Street St. Louis MO 63103 | Evp & President, Research | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-12 | 1,732 | $37.56 | 11,740 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 3,268 | $37.56 | 15,008 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 2,826 | $48.61 | 17,834 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 5,674 | $48.61 | 23,508 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 1,600 | $62.49 | 25,108 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 7,950 | $62.49 | 33,058 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 1,422 | $70.32 | 34,480 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 6,678 | $70.32 | 41,158 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 10,810 | $76.34 | 51,968 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 3,756 | $93.07 | 55,724 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-12 | 30,760 | $138.20 | 24,964 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO Stock Option Right To Buy | Disposition | 2015-03-12 | 1,732 | $0.00 | 1,732 | $37.56 |
| Common Stock | NQ Stock Option Right to Buy | Disposition | 2015-03-12 | 3,268 | $0.00 | 3,268 | $37.56 |
| Common Stock | ISO Stock Option Right To Buy | Disposition | 2015-03-12 | 2,826 | $0.00 | 2,826 | $48.61 |
| Common Stock | NQ Stock Option, Right to Buy | Disposition | 2015-03-12 | 5,674 | $0.00 | 5,674 | $48.61 |
| Common Stock | ISO Stock Option, Right to Buy | Disposition | 2015-03-12 | 1,600 | $0.00 | 1,600 | $62.49 |
| Common Stock | NQ Stock Option, Right to Buy | Disposition | 2015-03-12 | 7,950 | $0.00 | 7,950 | $62.49 |
| Common Stock | ISO Stock Option Right To Buy | Disposition | 2015-03-12 | 1,422 | $0.00 | 1,422 | $70.32 |
| Common Stock | NQ Stock Option Right to Buy | Disposition | 2015-03-12 | 6,678 | $0.00 | 6,678 | $70.32 |
| Common Stock | NQ Stock Option Right to Buy | Disposition | 2015-03-12 | 10,810 | $0.00 | 10,810 | $76.34 |
| Common Stock | NQ Stock Option Right to Buy | Disposition | 2015-03-12 | 3,756 | $0.00 | 3,756 | $93.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-17 | 2019-02-17 | No | 4 | M | Direct |
| 0 | 2010-02-17 | 2019-02-17 | No | 4 | M | Direct |
| 0 | 2011-02-16 | 2020-02-16 | No | 4 | M | Direct |
| 0 | 2011-02-16 | 2020-02-16 | No | 4 | M | Direct |
| 0 | 2012-02-14 | 2021-02-14 | No | 4 | M | Direct |
| 0 | 2012-02-14 | 2021-02-14 | No | 4 | M | Direct |
| 0 | 2013-02-14 | 2022-02-14 | No | 4 | M | Direct |
| 0 | 2013-02-14 | 2022-02-14 | No | 4 | M | Direct |
| 4,096 | 2014-02-11 | 2023-02-11 | No | 4 | M | Direct |
| 6,440 | 2015-02-10 | 2024-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,572 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.13 to $138.33, inclusive. The reporting person undertakes to provide to Sigma-Aldrich Corporation, any security holder of Sigma-Aldrich Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The number of shares is based on a 401(k) statement dated as of 3/13/2015.
- The options vested in three equal annual installments: one-third on 2/17/2010; one-third on 2/17/2011; and one-third on 2/17/2012.
- The options vested in three equal annual installments: one-third on 2/16/2011; one-third on 2/16/2012; and one-third on 2/16/2013.
- The options vested in three equal annual installments: one-third on 2/14/2012; one-third on 2/14/2013; and one-third on 2/14/2014.
- The options vested in three equal annual installments: one-third on 2/14/2013; one-third on 2/14/2014; and one-third on 2/14/2015.
- The options vest in three equal annual installments: one-third on 2/11/2014; one-third on 2/11/2015; and one-third on 2/11/2016.
- The options vest in three equal annual installments: one-third on 2/10/2015; one-third on 2/10/2016; and one-third on 2/10/2017.
Billionaire Hedge Funds
