Filing Details
- Accession Number:
- 0001209191-15-026295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-16 11:10:25
- Reporting Period:
- 2015-03-13
- Filing Date:
- 2015-03-16
- Accepted Time:
- 2015-03-16 11:10:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1245791 | Gi Dynamics Inc. | GID | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1502902 | Anne Keating | 25 Hartwell Avenue Lexington MA 02421 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-13 | 26,000 | $0.52 | 51,660 | No | 4 | P | Indirect | By Stratford Gem Pty Ltd (Superannuation Fund) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Stratford Gem Pty Ltd (Superannuation Fund) |
Footnotes
- Represents the purchase of 130,000 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/5 of an underlying share of Common Stock of the Company.
- The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a USD equivalent, adjusting for the ratio of 1 share of Common Stock per 5 CDIs, using the exchange rate as published by the Reserve Bank of Australia in effect on the date of purchase.
- Represents 258,300 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/5 of an underlying share of Common Stock of the Company.