Filing Details
- Accession Number:
- 0001144354-15-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-16 08:57:44
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-16
- Accepted Time:
- 2015-03-16 08:57:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331716 | Jr B H Robert Baldwin | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-03-12 | 77 | $15.22 | 540,739 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2015-03-12 | 77 | $48.48 | 540,662 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option (Right To Buy) | Common Stock | Disposition | 2015-03-12 | 77 | $0.00 | 77 | $15.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-07-22 | No | 4 | M | Direct |
Footnotes
- The Reporting Person is the indirect beneficial owner of 30,442 shares of the Issuer held by the Robert H.B Baldwin, Jr. Trust U/A/D June 30, 2004 (the "Trust"). The Reporting Person disclaims beneficial ownership of the securities held in the Trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014.
- The option vested in four equal annual installments beginning on July 22, 2011.