Filing Details

Accession Number:
0001209191-15-026236
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-13 19:47:38
Reporting Period:
2015-03-11
Filing Date:
2015-03-13
Accepted Time:
2015-03-13 19:47:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771856 Champions Oncology Inc. CSBR Biological Products, (No Disgnostic Substances) (2836) 521401755
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192362 D Richard Frisbie One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1192451 P Kenneth Lawler One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1192462 J Thomas Crotty One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1199925 David R Tabors One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1199926 R Scott Tobin One Marina Park Drive, Suite 1100
Boston MA 02210
Yes No Yes No
1404868 H Roger Lee One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1485934 Battery Ventures Ix, L.p. One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1517640 Battery Investment Partners Ix, Llc One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1517642 Battery Partners Ix, Llc One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1532809 Neeraj Agrawal One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-11 6,250,000 $0.40 22,281,040 No 4 P Indirect By Funds
Common Stock Acquisiton 2015-03-11 1,161,549 $0.00 23,442,589 No 4 J Indirect By Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Funds
No 4 J Indirect By Funds
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to purchase shares of Common Stock Acquisiton 2015-03-11 3,437,500 $0.00 3,437,500 $0.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,437,500 2015-03-11 2020-03-11 No 4 A Indirect
Footnotes
  1. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
  2. Consists of 22,060,458 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 220,582 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Thomas J. Crotty, Richard D. Frisbie, Kenneth P. Lawler, R. David Tabors, Scott R. Tobin, Roger H. Lee, Neeraj Agrawal, Michael M. Brown and Jesse Feldman (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX.
  3. As more particularly described in the Schedule 13D/A filed as a result of the transaction, the 1,161,549 shares of Common Stock were issued for no consideration pursuant to contractual anti-dilution undertakings of the Issuer in its Securities Purchase Agreement dated March 24, 2011 between the Issuer, BVIX, BIPIX and certain other investors.
  4. Consists of 23,210,508 shares of the Issuer's Common Stock held BVIX and 232,081 shares of the Issuer's Common Stock held by BIPIX. BPIX is the sole general partner of BVIX and the sole manager of BIPIX. BMC is the investment adviser of BPIX. The Managing Members are the managing members of BPIX. The Officers are the officers of BMC. The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX.
  5. The warrant was acquired in connection with the purchase of Common Stock pursuant to the Securities Purchase Agreement dated March 11, 2015 between the Issuer, BVIX, BIPIX and certain other investors for no additional consideration.
  6. Consists of a warrant to purchase 3,403,469 shares of the Issuer's Common Stock held by BVIX and a warrant to purchase 34,031 shares of the Issuer's Common Stock held by BIPIX. BPIX is the sole general partner of BVIX and the sole manager of BIPIX. BMC is the investment adviser of BPIX. The Managing Members are the managing members of BPIX. The Officers are the officers of BMC. The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the underlying shares held by BVIX and BIPIX.