Filing Details
- Accession Number:
- 0001209191-15-026236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-13 19:47:38
- Reporting Period:
- 2015-03-11
- Filing Date:
- 2015-03-13
- Accepted Time:
- 2015-03-13 19:47:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771856 | Champions Oncology Inc. | CSBR | Biological Products, (No Disgnostic Substances) (2836) | 521401755 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192362 | D Richard Frisbie | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1192451 | P Kenneth Lawler | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1192462 | J Thomas Crotty | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1199925 | David R Tabors | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1199926 | R Scott Tobin | One Marina Park Drive, Suite 1100 Boston MA 02210 | Yes | No | Yes | No | |
1404868 | H Roger Lee | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1485934 | Battery Ventures Ix, L.p. | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1517640 | Battery Investment Partners Ix, Llc | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1517642 | Battery Partners Ix, Llc | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No | |
1532809 | Neeraj Agrawal | One Marina Park Drive, Suite 1100 Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-11 | 6,250,000 | $0.40 | 22,281,040 | No | 4 | P | Indirect | By Funds |
Common Stock | Acquisiton | 2015-03-11 | 1,161,549 | $0.00 | 23,442,589 | No | 4 | J | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Funds |
No | 4 | J | Indirect | By Funds |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase shares of Common Stock | Acquisiton | 2015-03-11 | 3,437,500 | $0.00 | 3,437,500 | $0.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,437,500 | 2015-03-11 | 2020-03-11 | No | 4 | A | Indirect |
Footnotes
- The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
- Consists of 22,060,458 shares of the Issuer's Common Stock held by Battery Ventures IX, L.P. ("BVIX") and 220,582 shares of the Issuer's Common Stock held by Battery Investment Partners IX, LLC ("BIPIX"). Battery Partners IX, LLC ("BPIX") is the sole general partner of BVIX and the sole manager of BIPIX. Battery Management Corp. ("BMC") is the investment adviser of BPIX. Thomas J. Crotty, Richard D. Frisbie, Kenneth P. Lawler, R. David Tabors, Scott R. Tobin, Roger H. Lee, Neeraj Agrawal, Michael M. Brown and Jesse Feldman (collectively, the "Managing Members") are the managing members of BPIX. The Managing Members are also officers of BMC (collectively, the "Officers"). The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX.
- As more particularly described in the Schedule 13D/A filed as a result of the transaction, the 1,161,549 shares of Common Stock were issued for no consideration pursuant to contractual anti-dilution undertakings of the Issuer in its Securities Purchase Agreement dated March 24, 2011 between the Issuer, BVIX, BIPIX and certain other investors.
- Consists of 23,210,508 shares of the Issuer's Common Stock held BVIX and 232,081 shares of the Issuer's Common Stock held by BIPIX. BPIX is the sole general partner of BVIX and the sole manager of BIPIX. BMC is the investment adviser of BPIX. The Managing Members are the managing members of BPIX. The Officers are the officers of BMC. The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the shares held by BVIX and BIPIX.
- The warrant was acquired in connection with the purchase of Common Stock pursuant to the Securities Purchase Agreement dated March 11, 2015 between the Issuer, BVIX, BIPIX and certain other investors for no additional consideration.
- Consists of a warrant to purchase 3,403,469 shares of the Issuer's Common Stock held by BVIX and a warrant to purchase 34,031 shares of the Issuer's Common Stock held by BIPIX. BPIX is the sole general partner of BVIX and the sole manager of BIPIX. BMC is the investment adviser of BPIX. The Managing Members are the managing members of BPIX. The Officers are the officers of BMC. The Managing Members and the Officers, in their respective capacities as such, may be deemed to have shared voting and dispositive power over the underlying shares held by BVIX and BIPIX.