Filing Details
- Accession Number:
- 0001209191-15-026191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-13 18:12:55
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-13
- Accepted Time:
- 2015-03-13 18:12:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196532 | M John Stich | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Diodes Incorporated Common Stock | Acquisiton | 2015-03-12 | 6,000 | $15.54 | 63,088 | No | 4 | M | Direct | |
Diodes Incorporated Common Stock | Disposition | 2015-03-12 | 4,400 | $29.06 | 58,688 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Diodes Incorporated Common Stock - Diodes | 7/12/05 DIOD NQSO | Disposition | 2015-03-12 | 6,000 | $0.00 | 6,000 | $15.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,000 | 2006-07-12 | 2015-07-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Diodes Incorporated Common Stock | 7,312 | Indirect | Stich Family Holdings, LLC |
Footnotes
- Exercise pursuant to previously filed 10b5-1 Plan.
- Sale pursuant to previously filed 10b5-1 Plan.
- Non-qualified stock options exercisable in three equal annual installments beginning 07/12/2006