Filing Details
- Accession Number:
- 0001140361-15-011759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-13 17:47:53
- Reporting Period:
- 2015-03-11
- Filing Date:
- 2015-03-13
- Accepted Time:
- 2015-03-13 17:47:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211588 | E Hock Tan | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2015-03-11 | 50,000 | $32.39 | 264,774 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2015-03-11 | 108,518 | $125.16 | 156,256 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-03-11 | 50,000 | $0.00 | 50,000 | $32.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
500,000 | 2018-03-07 | No | 4 | M | Direct |
Footnotes
- Includes 100,191 Restricted Share Units ("RSUs").
- 58,518 of the shares sold by the Reporting Person were mandatorily sold to cover withholding taxes due upon vesting of RSUs.
- Transaction executed in multiple trades at prices ranging from $124.55 to $125.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The Option was fully vested on March 8, 2015.