Filing Details
- Accession Number:
- 0001179110-15-004882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-13 16:49:07
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-13
- Accepted Time:
- 2015-03-13 16:49:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1021270 | Famous Daves Of America Inc | DAVE | Retail-Eating Places (5812) | 411782300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169366 | H Edward Rensi | C/O Famous Dave'S Of America, Inc. 12701 Whitewater Drive, Suite 200 Minnetonka MN 55343 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-12 | 1,660 | $30.09 | 1,660 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-03-13 | 790 | $30.85 | 2,450 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $19.81 | 2024-01-10 | 20,000 | 20,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $19.95 | 2019-02-10 | 25,000 | 25,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $0.00 | 2020-01-15 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-10 | 20,000 | 20,000 | Direct |
| 2019-02-10 | 25,000 | 25,000 | Direct |
| 2020-01-15 | 75,000 | 75,000 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.865 to $30.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.64 to $30.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
- Option vests in five equal installments of 4,000 shares each on 1/10/2015, 1/10/2016, 1/10/2017, 1/10/2018 and 1/10/2019.
- Option vests in two equal installments of 12,500 shares each on 2/10/2014 and 2/10/2015.
- The option exercise prices are as follows: 25,000 shares at $28.75; 25,000 shares at $30.00; and 25,000 shares at $35.00.
- Option vests in three equal installments of 25,000 shares each on 1/15/2016, 1/15/2017 and 1/15/2018.
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