Filing Details
- Accession Number:
- 0001209191-15-026097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-13 16:36:58
- Reporting Period:
- 2015-03-11
- Filing Date:
- 2015-03-13
- Accepted Time:
- 2015-03-13 16:36:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395198 | Syed Ali | C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131 | Pres., Ceo, Chairman Of Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-11 | 131,594 | $14.80 | 1,504,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-11 | 131,594 | $69.35 | 1,372,647 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 43,406 | $14.80 | 1,416,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-12 | 43,406 | $69.20 | 1,372,647 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option right to buy | Disposition | 2015-03-11 | 131,594 | $0.00 | 131,594 | $14.80 |
| Common Stock | Stock option right to buy | Disposition | 2015-03-12 | 43,406 | $0.00 | 43,406 | $14.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,406 | 2008-09-17 | 2015-03-17 | No | 4 | M | Direct |
| 0 | 2008-09-17 | 2015-03-17 | No | 4 | M | Direct |
Footnotes
- This was an exercise of stock options which were due to expire on March 17, 2015.
- Shares were sold ranging from $69.00 per share to $69.84 per share.
- Shares were sold ranging from $68.80 per share to $69.51 per share.
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