Filing Details
- Accession Number:
- 0001209191-15-025788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-12 19:23:37
- Reporting Period:
- 2015-03-10
- Filing Date:
- 2015-03-12
- Accepted Time:
- 2015-03-12 19:23:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1598665 | Heritage Insurance Holdings Inc. | HRTG | Fire, Marine & Casualty Insurance (6331) | 455338504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1479170 | R Joseph Peiso | C/O Heritage Insurance Holdings, Inc. 2600 Mccormick Drive Suite 300 Clearwater FL 33759 | Vice President Of Compliance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-10 | 3,949 | $22.50 | 46,342 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-03-11 | 12,500 | $16.89 | 58,842 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-11 | 18,551 | $22.30 | 40,291 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-11 | 5,000 | $22.30 | 12,850 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-03-12 | 9,582 | $22.50 | 30,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-12 | 7,687 | $22.50 | 5,163 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-11 | 12,500 | $0.00 | 12,500 | $16.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,500 | 2017-12-02 | No | 4 | M | Direct |
Footnotes
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.40 and $22.56 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.20 and $22.39 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- Shares of common stock reported on this line are held by Mr. Peiso's wife.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.35 and $22.52 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $22.50 and $22.52 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- Fifty percent (50%) of the stock options reported on this line were immediately vested on the grant date, and the remaining fifty percent (50%) vest on April 30, 2015.