Filing Details
- Accession Number:
- 0000014272-15-000141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-12 18:53:44
- Reporting Period:
- 2015-03-10
- Filing Date:
- 2015-03-12
- Accepted Time:
- 2015-03-12 18:53:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
14272 | Bristol Myers Squibb Co | BMY | Pharmaceutical Preparations (2834) | 220790350 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561017 | J Samuel Moed | Bristol-Myers Squibb Company 345 Park Avenue New York NY 10154 | Svp, Strat Plan & Analysis | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Acquisiton | 2015-03-10 | 1,173 | $0.00 | 41,723 | No | 4 | M | Direct | |
Common Stock, $0.10 Par Value | Acquisiton | 2015-03-10 | 744 | $0.00 | 42,467 | No | 4 | J | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2015-03-10 | 994 | $65.53 | 41,473 | No | 4 | F | Direct | |
Common Stock, $0.10 Par Value | Acquisiton | 2015-03-10 | 895 | $0.00 | 42,368 | No | 4 | M | Direct | |
Common Stock, $0.10 Par Value | Acquisiton | 2015-03-10 | 94 | $0.00 | 42,462 | No | 4 | J | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2015-03-10 | 513 | $65.53 | 41,949 | No | 4 | F | Direct | |
Common Stock, $0.10 Par Value | Disposition | 2015-03-10 | 10,343 | $65.84 | 31,606 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.10 Par Value | Market Share Units | Disposition | 2015-03-10 | 1,173 | $0.00 | 1,173 | $0.00 |
Common Stock, $0.10 Par Value | Market Share Units | Disposition | 2015-03-10 | 895 | $0.00 | 895 | $0.00 |
Common Stock, $0.10 Par Value | Market Share Units | Acquisiton | 2015-03-10 | 3,383 | $0.00 | 3,383 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,346 | 2017-03-10 | No | 4 | M | Direct | |
2,686 | 2018-03-10 | No | 4 | M | Direct | |
3,383 | 2019-03-10 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.10 Par Value | 300 | Indirect | By Son #1 |
Common Stock, $0.10 Par Value | 300 | Indirect | By Son #2 |
Footnotes
- Represents vesting of one-quarter of market share units granted on March 10, 2013.
- Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
- Shares withheld for payment of taxes upon vesting of awards.
- Represents vesting of one-quarter of market share units granted on March 10, 2014.
- The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.77 to $65.86, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Shares held in custodial accounts for the benefit of Son #1 under the Uniform Transfer to Minors Act.
- Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
- Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.