Filing Details
- Accession Number:
- 0001313337-15-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-12 16:50:23
- Reporting Period:
- 2015-03-10
- Filing Date:
- 2015-03-12
- Accepted Time:
- 2015-03-12 16:50:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1313337 | Allan Samuel Flax | C/O American Capital, Ltd. 2 Bethesda Metro Center, 14Th Floor Bethesda MD 20814 | Evp, Gc And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-10 | 55,696 | $3.10 | 375,975 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-10 | 33,647 | $2.96 | 375,975 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-10 | 26,504 | $2.77 | 375,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-10 | 115,847 | $14.78 | 375,975 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-11 | 1,013 | $14.75 | 374,962 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 90,491 | $3.48 | 374,962 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-12 | 90,491 | $14.64 | 374,962 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2015-03-10 | 55,696 | $0.00 | 55,696 | $3.10 |
| Common Stock | Stock Options | Disposition | 2015-03-10 | 33,647 | $0.00 | 33,647 | $2.96 |
| Common Stock | Stock Options | Disposition | 2015-03-10 | 26,504 | $0.00 | 26,504 | $2.77 |
| Common Stock | Stock Options | Disposition | 2015-03-12 | 90,491 | $0.00 | 90,491 | $3.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-07-22 | 2019-07-22 | No | 4 | M | Direct |
| 0 | 2010-08-12 | 2019-08-12 | No | 4 | M | Direct |
| 0 | 2010-11-11 | 2019-11-11 | No | 4 | M | Direct |
| 0 | 2011-02-10 | 2020-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,766 | Indirect | ESOP/401(k) Plan |
| Common Stock | 4,461 | Indirect | IRA |
Footnotes
- Sales made pursuant to a previously established Rule 10b5-1 Plan.
- Price reflects weighted average sales price; actual sale prices ranged from $14.70 to $14.825. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- Price reflects weighted average sales price; actual sale prices ranged from $14.63 to $14.65. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
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