Filing Details
- Accession Number:
- 0001181431-15-004532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-12 16:12:17
- Reporting Period:
- 2015-03-10
- Filing Date:
- 2015-03-12
- Accepted Time:
- 2015-03-12 16:12:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451547 | Orlando Nick Rowe | 1025 Laurel Oak Road Voorhees NJ 08043 | Svp, Central Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-10 | 4,583 | $34.12 | 31,272 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-10 | 4,583 | $52.23 | 26,689 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-10 | 2,415 | $39.45 | 29,104 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-10 | 2,415 | $52.23 | 26,689 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-10 | 6,071 | $52.18 | 20,618 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2015-03-10 | 4,583 | $0.00 | 4,583 | $34.12 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2015-03-10 | 2,415 | $0.00 | 2,415 | $39.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-31 | No | 4 | M | Direct | |
| 2,416 | 2019-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 139 shares purchased under the American Water Works Company, Inc.'s Nonqualified Employee Stock Purchase Plan.
- The option award granted on February 23, 2012, representing a right to purchase 13,748 shares, vested in three equal installments on January 1, 2013, 2014 and 2015.
- 9,165 shares of this option award were previously exercised and reported.
- The option award granted on February 21, 2013, representing a right to purchase 7,246 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
- 2,415 shares of this option award were previously exercised and reported.
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