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Filing Details

Accession Number:: 0000003545-15-000033
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-03-12 11:14:00
Reporting Period:: 2015-03-11

Filing Date:: 2015-03-12
Accepted Time:: 2015-03-12 11:14:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
3545	Alico Inc	ALCO	Agricultural Production-Crops (100)	590906081

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1297619	W Remy Trafelet	C/O Trafelet Brokaw Capital Management, 410 Park Avenue, 17Th Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Alico, Inc., Common Stock, Par Value $1.00	Acquisiton	2015-03-11	3,094	$44.73	102,531	No	4	P	Indirect	By Delta Offshore Master II, LTD

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Delta Offshore Master II, LTD

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Alico, Inc., Common Stock, Par Value $1.00	691,428	Indirect	By 734 Agriculture, LLC
Alico, Inc., Common Stock, Par Value $1.00	3,705,457	Indirect	By 734 Investors, LLC
Alico, Inc., Common Stock, Par Value $1.00	20,000	Indirect	By George R Brokaw
Alico, Inc., Common Stock, Par Value $1.00	3,891	Direct

Footnotes

On March 11, 2015, Delta Offshore Master II, LTD (the "Fund") purchased 3,094 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Trafelet is the managing member of TC and may be deemed to have indirect beneficial ownership for the shares reported herein. Mr. Trafelet disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein.
Issued on February 28, 2015 to 734 Agriculture, LLC in connection with the Company's acquisition of 734 Citrus Holdings, LLC ("Silver Nip Citrus") as consideration for its membership interests in Silver Nip Citrus. Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common stock held by 734 Agriculture, LLC except to the extent of his pecuniary interest therein.
On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Trafelet and George R. Brokaw are members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.
George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. As noted in footnote 3, 734 Agriculture, LLC is the managing member of 734 Investors, LLC and Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC.