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Filing Details

Accession Number:: 0001209191-15-025419
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-03-11 20:15:11
Reporting Period:: 2015-03-09

Filing Date:: 2015-03-11
Accepted Time:: 2015-03-11 20:15:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1353283	Splunk Inc	SPLK	Services-Prepackaged Software (7372)	861106510

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1233412	Godfrey Sullivan	C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107	President, Ceo & Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-03-09	50,000	$0.00	746,048	No	4	A	Direct
Common Stock	Acquisiton	2015-03-09	16,666	$0.57	762,714	No	4	M	Direct
Common Stock	Disposition	2015-03-09	32,932	$61.78	729,782	No	4	S	Direct
Common Stock	Disposition	2015-03-09	400	$62.50	729,382	No	4	S	Direct
Common Stock	Acquisiton	2015-03-10	16,666	$0.57	746,048	No	4	M	Direct
Common Stock	Disposition	2015-03-10	16,166	$60.65	729,882	No	4	S	Direct
Common Stock	Disposition	2015-03-10	500	$61.25	729,382	No	4	S	Direct
Common Stock	Acquisiton	2015-03-11	16,668	$0.57	746,050	No	4	M	Direct
Common Stock	Disposition	2015-03-11	14,368	$60.96	731,682	No	4	S	Direct
Common Stock	Disposition	2015-03-11	2,300	$61.62	729,382	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2015-03-09	16,666	$0.00	16,666	$0.57
Common Stock	Employee Stock Option (right to buy)	Disposition	2015-03-10	16,666	$0.00	16,666	$0.57
Common Stock	Employee Stock Option (right to buy)	Disposition	2015-03-11	16,668	$0.00	16,668	$0.57

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,020,849	2018-09-16	No	4	M	Direct
2,004,183	2018-09-16	No	4	M	Direct
1,987,515	2018-09-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,100,000	Indirect	See footnote
Common Stock	12,700	Indirect	See footnote

Footnotes

The reported securities are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on March 10, 2016 and 1/16th of the RSUs shall vest quarterly thereafter.
Includes 500,000 shares previously held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee (the "Trust") which were re-registered on February 24, 2015 and are now held directly by the Reporting Person.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 23, 2014.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.37 to $62.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.39 to $62.53, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.20 to $61.14, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.20 to $61.39, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.39 to $61.38, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.39 to $62.02, inclusive.
Excludes 500,000 shares previously held directly by the Trust which were re-registered on February 24, 2015 and are now held directly by the Reporting Person.
Shares held directly by the Trust.
Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
The option is fully vested and immediately exercisable.