Filing Details
- Accession Number:
- 0001093557-15-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 19:43:57
- Reporting Period:
- 2015-03-08
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 19:43:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1093557 | Dexcom Inc | DXCM | Surgical & Medical Instruments & Apparatus (3841) | 330857544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343856 | A Jorge Valdes | 6340 Sequence Drive San Diego CA 92121 | Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-08 | 45,000 | $0.00 | 163,748 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-03-08 | 11,937 | $59.59 | 151,811 | No | 4 | J | Direct | |
Common Stock | Disposition | 2015-03-08 | 23,667 | $59.59 | 128,144 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2015-03-09 | 8,244 | $13.45 | 136,388 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-09 | 8,244 | $58.77 | 128,144 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-03-08 | 11,937 | $59.59 | 85,620 | No | 4 | J | Indirect | by Trust |
Common Stock | Acquisiton | 2015-03-08 | 23,667 | $59.59 | 109,287 | No | 4 | J | Indirect | by Trust |
Common Stock | Disposition | 2015-03-09 | 5,712 | $59.24 | 103,575 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2015-03-09 | 926 | $59.87 | 102,649 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | by Trust |
No | 4 | J | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-03-09 | 8,244 | $58.77 | 8,244 | $13.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,731 | 2006-11-01 | 2015-11-01 | No | 4 | M | Direct |
Footnotes
- Represents a grant of restricted stock units that are exempt from Section 16 b-3 and are subject to vesting over a 36 month period from the date of grant as follows: 1/3 shall vest 12 months from the Grant Date, and the remaining balance shall vest in four equal installments over the following 24 months. Share units represent a contingent right to receive one share of DexCom, Inc. common stock.
- Included in this number are 128,144 unvested restricted stock units, 45,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018, 47,333 of which were granted on March 8, 2014 and shall vest through March 8, 2017, and 35,811 of which were granted on March 11, 2013 and shall vest through March 11, 2016.
- Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.
- On November 10, 2014, Mr. Valdes adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Valdes. The shares set forth above were sold pursuant to the 10b5-1 Plan.
- This transaction was executed in multiple trades at prices ranging from $58.45 to $59.25. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.
- This transaction was executed in multiple trades at prices ranging from $59.23 to $59.25. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.