Filing Details
- Accession Number:
- 0001209191-15-025300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 17:55:06
- Reporting Period:
- 2014-12-29
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 17:55:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1327811 | Workday Inc. | WDAY | Services-Computer Processing & Data Preparation (7374) | 202480422 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598140 | James Bozzini | C/O Workday, Inc. 6230 Stoneridge Mall Road Pleasanton CA 94588 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-12-29 | 1,175 | $0.00 | 83,595 | No | 4 | G | Indirect | By Bozzini Revocable Trust dtd 5/10/2004 |
Class A Common Stock | Acquisiton | 2015-03-09 | 10,500 | $0.65 | 117,122 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-03-09 | 7,600 | $82.10 | 109,522 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-03-09 | 2,900 | $82.53 | 106,622 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2015-03-10 | 10,500 | $0.65 | 117,122 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-03-10 | 10,500 | $81.35 | 106,622 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-03-09 | 2,323 | $82.19 | 11,420 | No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Class A Common Stock | Disposition | 2015-03-09 | 343 | $82.59 | 11,077 | No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Class A Common Stock | Disposition | 2015-03-09 | 2,371 | $82.21 | 11,373 | No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Class A Common Stock | Disposition | 2015-03-09 | 296 | $82.57 | 11,077 | No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Class A Common Stock | Disposition | 2015-03-09 | 2,500 | $82.23 | 11,244 | No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Class A Common Stock | Disposition | 2015-03-09 | 167 | $82.73 | 11,077 | No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Indirect | By Bozzini Revocable Trust dtd 5/10/2004 |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
No | 4 | S | Indirect | By The Bozzini Irrevocable Trust dtd 4/12/2012 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy) | Disposition | 2015-03-09 | 10,500 | $0.65 | 10,500 | $0.65 |
Class A Common Stock | Stock Option (right to buy) | Disposition | 2015-03-10 | 10,500 | $0.65 | 10,500 | $0.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,500 | 2019-10-26 | No | 4 | M | Direct | |
13,000 | 2019-10-26 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy) | $0.50 | 2019-03-15 | 40,000 | 40,000 | Direct | |
Class A Common Stock | Stock Option (right to buy) | $0.65 | 2019-12-17 | 200 | 200 | Direct | |
Class A Common Stock | Stock Option (right to buy) | $1.00 | 2020-07-28 | 52,500 | 52,500 | Direct | |
Class A Common Stock | Stock Option (right to buy) | $2.30 | 2021-02-18 | 200,000 | 200,000 | Direct | |
Class A Common Stock | Stock Option (right to buy) | $7.05 | 2022-05-04 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-15 | 40,000 | 40,000 | Direct |
2019-12-17 | 200 | 200 | Direct |
2020-07-28 | 52,500 | 52,500 | Direct |
2021-02-18 | 200,000 | 200,000 | Direct |
2022-05-04 | 50,000 | 50,000 | Direct |
Footnotes
- Includes 106,120 restricted stock units that entitle the Reporting Person to receive one share of Class A Common Stock per unit upon settlement, which will take place within 30 days of vesting. 59,628 restricted stock units will vest in eight (8) quarterly installments beginning November 15, 2015, and 46,492 restricted stock units will vest in eight (8) quarterly installments beginning July 15, 2016, subject to the Reporting Person's continued employment with the Issuer on the applicable vesting date.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 15, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $81.4000 to $82.3999, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $82.4000 to $83.3999, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $80.8800 to $81.8799, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $81.5200 to $82.5199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $82.5200 to $83.5199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $81.5600 to $82.5599, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $82.5600 to $83.5599, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
- The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on October 1, 2010 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason.
- This stock option grant became fully vested on January 1, 2014.
- The stock option grant became fully vested on December 18, 2009.
- The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2012 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason.
- The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2013 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason.
- The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2014 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason.