Filing Details
- Accession Number:
- 0001389477-15-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 17:39:53
- Reporting Period:
- 2015-03-09
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 17:39:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 923139 | Flushing Financial Corp | FFIC | State Commercial Banks (6022) | 113209278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389477 | Ronald Hartmann | 1979 Marcus Avenue Suite E140 Lake Success NY 11042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-09 | 1,100 | $17.88 | 23,048 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-09 | 1,036 | $19.72 | 22,012 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-03-09 | 899 | $19.72 | 21,113 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option Exercise (Right to Buy) | Disposition | 2015-03-09 | 1,100 | $17.88 | 1,100 | $17.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-06-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,240 | Indirect | 401k |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 1,181 | 1,181 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,181 | 1,181 | Direct |
Footnotes
- Stock option exercise from 6/21/2005 grant.
- Shares withheld to satisfy option price and taxes.
- All shares sold at $19.72.
- Shares held in FB 401k Savings Plan a/o 3/3/2015.
- 1:1
- Includes amounts credited to Mr. Hartmann's account through 3/11/2015. The vested amount will paid in a cash lump sum or installments as elected by the reporting officer upon termination of employment (in accordance with IRS 49A).
Billionaire Hedge Funds
