Filing Details
- Accession Number:
- 0001179110-15-004734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 17:15:19
- Reporting Period:
- 2015-03-09
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 17:15:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
315293 | Aon Plc | AON | Insurance Agents, Brokers & Service (6411) | 363051915 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322803 | C Gregory Case | Aon Corporation - Corporate Law Dept 200 East Randolph Street, 8Th Floor Chicago IL 60601 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2015-03-09 | 50,000 | $22.86 | 1,351,323 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2015-03-09 | 29,334 | $98.39 | 1,321,989 | No | 4 | S | Direct | |
Class A Ordinary Shares | Acquisiton | 2015-03-10 | 50,000 | $22.86 | 1,371,989 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2015-03-10 | 29,244 | $96.81 | 1,342,745 | No | 4 | S | Direct | |
Class A Ordinary Shares | Acquisiton | 2015-03-11 | 50,000 | $22.86 | 1,392,745 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2015-03-11 | 29,402 | $96.07 | 1,363,343 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2015-03-09 | 50,000 | $0.00 | 50,000 | $22.86 |
Class A Ordinary Shares | Employee Stock Option (Right to Buy) | Disposition | 2015-03-10 | 50,000 | $0.00 | 50,000 | $22.86 |
Class A Ordinary Shares | Employess Stock Option (Right to Buy) | Disposition | 2015-03-11 | 50,000 | $0.00 | 50,000 | $22.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200,000 | 2015-04-04 | No | 4 | M | Direct | |
150,000 | 2015-04-04 | No | 4 | M | Direct | |
100,000 | 2015-04-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Ordinary Shares | 176,000 | Indirect | By Trust |
Footnotes
- The Transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1. The reporting person entered into the trading plan in August 2014 for the sole purpose of exercising options otherwise scheduled to expire in March and April 2015 with the sale of shares intended to be limited to only those necessary to cover exercise price and applicable taxes.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.080 to $98.880, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.500 to $97.290, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.950 to $96.150, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Vesting occurred in accordance with the terms of Aon Stock Incentive Plan as follows: one-third of the options vested on each of the second through fourth anniversaries of the date of grant.
- Stock option granted pursuant to Aon Stock Incentive Plan.