Home > Insider Trading > Filing (0001225208-15-007593)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BF'B	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1351766	Mccauley J Brown	850 Dixie Highway Louisville KY 40210		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Acquisiton	2015-01-09	35,500	$89.75	968,395	No	4	J	Indirect	By Brown Ventures, LLC
Class B Common	Disposition	2015-01-09	35,190	$90.14	64,481	No	4	J	Indirect	By Brown Ventures, LLC
Class A Common	Acquisiton	2014-12-31	3,000	$0.00	3,086	No	5	G	Indirect	By Spouse
Class A Common	Acquisiton	2014-12-31	17,705	$0.00	25,330	No	5	G	Indirect	By Spouse Irrev Trust
Class A Common	Acquisiton	2015-03-10	1,000	$88.95	26,330	No	4	P	Indirect	By Spouse Irrev Trust
Class A Common	Disposition	2014-12-31	20,705	$0.00	121,203	No	5	G	Indirect	Spouse GRAT

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Brown Ventures, LLC
No	4	J	Indirect	By Brown Ventures, LLC
No	5	G	Indirect	By Spouse
No	5	G	Indirect	By Spouse Irrev Trust
No	4	P	Indirect	By Spouse Irrev Trust
No	5	G	Indirect	Spouse GRAT

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	3,852	Direct
Class B Common	60,995	Direct
Class B Common	6,243	Indirect	By 401k
Class A Common	181,940	Indirect	By JMB Irrev Trust
Class A Common	176,898	Indirect	By MAE LLC
Class B Common	11,314	Indirect	By Spouse
Class A Common	3,925	Indirect	By Spray Trust
Class A Common	1,000	Indirect	Crummey Trust
Class A Common	14,349	Indirect	Williams Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Restricted Stock Units	$0.00	2015-04-30	778	778	Direct
Class B Common	Restricted Stock Units	$0.00	2016-04-30	254	254	Direct
Class B Common	Restricted Stock Units	$0.00	2017-04-30	212	212	Direct
Class B Common	Restricted Stock Units	$0.00	2018-04-30	171	171	Direct

Amount	Remaning Holdings	Nature of Ownership
778	778	Direct
254	254	Direct
212	212	Direct
171	171	Direct

Footnotes

On January 9, 2015, Brown Ventures LLC exchanged certain Class B shares for an economically equivalent number of Class A shares held by a family member of the reporting person. The reporting person disclaims beneficial ownership of Brown Ventures LLC except to the extent of his pecuniary interest therein.
BFA and BFB closing prices as of January 8, 2015 were used to determine approximate economic equivalency.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of March 10, 2015.
Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
The Restricted Stock Units were granted on July 25, 2013, and vest on April 30, 2017.
The Restricted Stock Units were granted on July 24, 2014, and vest on April 30, 2018.