Filing Details
- Accession Number:
- 0001209191-15-025201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 16:40:08
- Reporting Period:
- 2015-03-10
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 16:40:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1367920 | Concert Pharmaceuticals Inc. | CNCE | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594782 | Pauline Mcgowan | C/O Concert Pharmaceuticals, Inc. 99 Hayden Avenue, Suite 500 Lexington MA 02421 | Vp, Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-10 | 8,849 | $1.13 | 8,849 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-10 | 8,849 | $13.90 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-10 | 6,194 | $1.13 | 6,194 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-10 | 6,194 | $13.90 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-10 | 7,079 | $3.79 | 7,079 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-10 | 7,079 | $13.90 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-10 | 8,849 | $0.00 | 8,849 | $1.13 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-10 | 6,194 | $0.00 | 6,194 | $1.13 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-03-10 | 7,079 | $0.00 | 7,079 | $3.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-04 | No | 4 | M | Direct | |
| 0 | 2017-12-11 | No | 4 | M | Direct | |
| 0 | 2020-12-03 | No | 4 | M | Direct |
Footnotes
- This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $13.68 to $14.29. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Immediately.
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