Filing Details
- Accession Number:
- 0001387131-15-000831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 16:31:43
- Reporting Period:
- 2015-03-09
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 16:31:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1422183 | Fs Investment Corp | FSIC | () | 261630040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438253 | C. Michael Forman | C/O Fs Investment Corp. 201 Rouse Boulevard Philadelphia PA 19112 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-09 | 10,000 | $9.85 | 141,727 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-03-10 | 7,923 | $9.85 | 149,650 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,389 | Indirect | By Trust |
Common Stock | 354,196 | Indirect | By Franklin Square Holdings, L.P. |
Common Stock | 9,762 | Indirect | By Spouse |
Common Stock | 2,454 | Indirect | By Trust FBO Minor Children |
Common Stock | 8,661 | Indirect | In 401(k) account |
Footnotes
- The purchases were effected in multiple transactions, each at a price of $9.85 per share. The reporting person undertakes to provide, upon request, full information regarding the number of shares purchased in each transaction.
- Includes shares received through stock distributions and shares received on account of reinvested distributions.
- The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. that exceed his pecuniary interest therein.