Home > Insider Trading > Filing (0001498301-15-000021)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1498301	Ascena Retail Group Inc.	ASNA	Retail-Apparel & Accessory Stores (5600)	300641353

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1421093	E John Pershing	Ascena Retail Group, Inc. 933 Macarthur Boulevard Mahwah NJ 07430	Evp, Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Acquisiton	2015-03-09	1,250	$0.00	1,250	No	4	M	Direct
Common	Disposition	2015-03-11	392	$13.65	858	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Resticted Stock Units	Disposition	2015-03-09	1,250	$0.00	1,250	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Option To Buy	$20.79	2013-09-20	2022-09-20	25,000	25,000	Direct
Common	Option To Buy	$19.91	2014-09-25	2020-09-25	25,000	25,000	Direct
Common	Opiotn To Buy	$14.12	2015-09-23	2021-09-23	25,000	25,000	Direct
Common	Option To Buy	$13.14	2012-09-21	2021-09-21	20,000	20,000	Direct
Common	Option To Buy	$15.55	2012-03-09	2021-03-09	12,500	12,500	Direct
Common	Restricted Stock Units	$0.00			56,000	56,000	Direct
Common	Restricted Stock Units	$0.00			6,000	6,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-09-20	25,000	25,000	Direct
2020-09-25	25,000	25,000	Direct
2021-09-23	25,000	25,000	Direct
2021-09-21	20,000	20,000	Direct
2021-03-09	12,500	12,500	Direct
	56,000	56,000	Direct
	6,000	6,000	Direct

Footnotes

Shares sold to pay taxes due upon vesting of restricted stock.
Resticted stock units issued under the Company's 2010 Stock Incentive Plan.
On March 9, 2011, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
On January 27, 2012, the reporting person was granted 80,000 restricted stock units, vesting as follows: 8,000 shares on the first, second and third anniversary of the grant date, 12,000 shares on the fourth anniversary of the grant date, 16,000 shares on the fifth anniversary of the grant date, and 28,000 shares on the sixth anniversary date of the grant.
On March 4, 2015, the reporting person was granted 6,000 restricted stock units, vesting in two equal installments on October 15, 2015 and October 15, 2016..