Filing Details
- Accession Number:
- 0001140361-15-011285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 13:13:41
- Reporting Period:
- 2015-03-10
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 13:13:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1566897 | Diamond Resorts International Inc. | DRII | Hotels & Motels (7011) | 461750895 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283072 | Guggenheim Capital Llc | 227 West Monroe Suite 4900 Chicago IL 60606 | No | No | Yes | No | |
1425498 | Guggenheim Partners, Llc | 227 West Monroe Suite 4900 Chicago IL 60606 | No | No | Yes | No | |
1425852 | Guggenheim Partners Investment Management, Llc | 100 Wilshire Boulevard, &Amp;Nbsp5Th Floor Santa Monica CA 90401 | No | No | Yes | No | |
1581086 | Guggenheim Partners Investment Management Holdings, Llc | 330 Madison Avenue New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Disposition | 2015-03-10 | 1,687,000 | $0.00 | 9,651,566 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- The shares of common stock were sold in an underwritten public offering in which selling stockholders sold an aggregate of 6,700,000 shares of common stock to the underwriter at a price per share of $32.99, of which 5,184,418 shares were sold to the public at a price of $33.75 per share and 1,515,582 shares were repurchased by the Issuer at the price per share at which the underwriter purchased shares from the selling stockholders.
- These shares of Common Stock are held directly by DRP Holdco, LLC. These shares of Common Stock may be deemed to be beneficially owned by the following, each of whom is a Reporting Person: Guggenheim Partners Investment Management, LLC ("GPIM"), which, via its relationship with the managing members of DRP Holdco, LLC, whose unanimous consent is required for decisions regarding assets held by DRP Holdco, LLC and who have granted full investment discretion and voting authority to GPIM over their units in DRP Holdco, LLC, exercises complete voting and dispositive power over the shares of Common Stock held by DRP Holdco, LLC; Guggenheim Partners Investment Management Holdings, LLC ("GPIMH"), as the majority owner of GPIM; Guggenheim Partners, LLC, as the majority indirect owner of GPIMH; and Guggenheim Capital, LLC, as the sole owner of Guggenheim Partners, LLC.
- Each of the reporting persons disclaims beneficial ownership of the shares of Common Stock held by members of such group, except to the extent of such reporting person's pecuniary interest therein, and this statement shall not be construed as an admission that such reporting person is the beneficial owner of any such shares for purposes of Section 16 of the Exchange Act or for any other purpose.