Filing Details
- Accession Number:
- 0001209191-15-025036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-11 12:57:56
- Reporting Period:
- 2015-03-09
- Filing Date:
- 2015-03-11
- Accepted Time:
- 2015-03-11 12:57:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1276591 | Hansen Medical Inc | HNSN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1512977 | Foundation Family Schuler | 28161 N. Keith Drive Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Convertible Participating Preferred Stock | Acquisiton | 2015-03-09 | 23,077 | $650.00 | 23,077 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to Buy Common Stock) | Acquisiton | 2015-03-09 | 23,077,000 | $0.00 | 23,077,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,077,000 | No | 4 | A | Direct |
Footnotes
- Par value $0.0001 per share.
- The exercise price for the warrants will be the lesser of $0.975 per share or a 50% premium on the per share trailing weighted average share price of the Common Stock on NASDAQ for the ten trading days ending on dates specified in the form of warrants filed with the SEC.
- The warrant shall be exercisable at any time after the date of issuance of the warrant, which shall be the closing date (the "Issuance Date") under the Securities Purchase Agreement, dated March 9, 2015 (the "Purchase Agreement"), to which the reporting person and the issuer are parties.
- The expiration date of the warrants will be the date that is two years following the Issuance Date.
- Pursuant to the Purchase Agreement, the reporting person agreed to purchase from the issuer shares of Preferred Stock at a price of $650.00 per share and the issuer agreed to issue warrants to the reporting person.