Filing Details
- Accession Number:
- 0001185185-15-000480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 20:49:09
- Reporting Period:
- 2015-03-09
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 20:49:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1172631 | Solar3D Inc. | SLTD | Telephone & Telegraph Apparatus (3661) | 010592299 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1627814 | John Slooten Van | 26 West Mission Avenue #8 Santa Barbara CA 93101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-09 | 6,000 | $4.15 | 29,489 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2015-03-09 | 6,000 | $4.15 | 6,000 | $4.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,000 | 2015-03-09 | 2020-03-09 | No | 4 | P | Direct |
Footnotes
- Such shares of the Issuer's common stock and warrants to purchase shares of the issuer's common stock were purchased in units ("Units") each of which consisted of (i) one share of the Issuer's common stock, and (ii) one warrant to purchase one share of the Issuer's common stock at an exercise price of $4.15. Reporting Person purchased 6,000 Units at a purchase price of $4.15 per Unit.