Home > Insider Trading > Filing (0001185185-15-000478)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1172631	Solar3D Inc.	SLTD	Telephone & Telegraph Apparatus (3661)	010592299

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1589502	B James Nelson	26 West Mission Avenue, Suite 8 Santa Barbara CA 93101	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-03-09	6,000	$4.15	170,400	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2015-03-09	6,000	$4.15	6,000	$4.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,000	2015-03-09	2020-03-09	No	4	P	Direct

Footnotes

Such shares of the Issuer's common stock and warrants to purchase shares of the issuer's common stock were purchased in units ("Units") each of which consisted of (i) one share of the Issuer's common stock, and (ii) one warrant to purchase one share of the Issuer's common stock at an exercise price of $4.15. Reporting Person purchased 6,000 Units at a purchase price of $4.15 per Unit.
Includes 4,400 shares of the Issuer's common stock upon the conversion of 4,400 shares of the Issuer's Series A Convertible Preferred Stock.