Filing Details
- Accession Number:
- 0001209191-15-024903
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 20:24:25
- Reporting Period:
- 2015-03-06
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 20:24:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231089 | Robert Zollars | C/O Five9, Inc., Bishop Ranch 8 4000 Executive Parkway, Suite 400 San Ramon CA 94583 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-06 | 1,000 | $4.34 | 1,000 | No | 4 | P | Indirect | By ZoCo L.P. (Family Partnership) |
Common Stock | Acquisiton | 2015-03-09 | 4,600 | $4.32 | 5,600 | No | 4 | P | Indirect | By ZoCo L.P. (Family Partnership) |
Common Stock | Acquisiton | 2015-03-10 | 4,400 | $4.26 | 10,000 | No | 4 | P | Indirect | By ZoCo L.P. (Family Partnership) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By ZoCo L.P. (Family Partnership) |
No | 4 | P | Indirect | By ZoCo L.P. (Family Partnership) |
No | 4 | P | Indirect | By ZoCo L.P. (Family Partnership) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.32 to $4.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Mr. Zollars and his wife are general partners and their children are limited partners. Mr. Zollars disclaims beneficial ownership of shares held by ZoCo L.P. except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.19 to $4.32, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.