Filing Details

Accession Number:
0001209191-15-024903
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-10 20:24:25
Reporting Period:
2015-03-06
Filing Date:
2015-03-10
Accepted Time:
2015-03-10 20:24:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231089 Robert Zollars C/O Five9, Inc., Bishop Ranch 8
4000 Executive Parkway, Suite 400
San Ramon CA 94583
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-06 1,000 $4.34 1,000 No 4 P Indirect By ZoCo L.P. (Family Partnership)
Common Stock Acquisiton 2015-03-09 4,600 $4.32 5,600 No 4 P Indirect By ZoCo L.P. (Family Partnership)
Common Stock Acquisiton 2015-03-10 4,400 $4.26 10,000 No 4 P Indirect By ZoCo L.P. (Family Partnership)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By ZoCo L.P. (Family Partnership)
No 4 P Indirect By ZoCo L.P. (Family Partnership)
No 4 P Indirect By ZoCo L.P. (Family Partnership)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.32 to $4.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. Mr. Zollars and his wife are general partners and their children are limited partners. Mr. Zollars disclaims beneficial ownership of shares held by ZoCo L.P. except to the extent of his pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.28 to $4.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.19 to $4.32, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.