Filing Details
- Accession Number:
- 0001209191-15-024837
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 18:27:14
- Reporting Period:
- 2015-03-06
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 18:27:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596946 | Quotient Ltd | QTNT | In Vitro & In Vivo Diagnostic Substances (2835) | 264719797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226486 | E Paul J D Cowan | Elizabeth House, 9 Castle Street St. Helier Y9 JE2 3RT | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2015-03-06 | 20,014 | $1.44 | 46,680 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2015-03-06 | 54,986 | $3.29 | 101,666 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2015-03-06 | 75,000 | $16.80 | 26,666 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Option to purchase ordinary shares | Disposition | 2015-03-06 | 20,014 | $0.00 | 20,014 | $1.44 |
Ordinary Shares | Option to purchase ordinary shares | Disposition | 2015-03-06 | 54,986 | $0.00 | 54,986 | $3.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-11-14 | 2024-08-30 | No | 4 | M | Direct |
123,431 | 2024-06-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 3,513,054 | Indirect | By spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | $8.00 | 2024-04-29 | 90,000 | 90,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-04-29 | 90,000 | 90,000 | Direct |
Footnotes
- Deidre Cowan, Mr. Cowan's spouse, exercises sole voting and dispositive power over the shares.
- Subsequent to the transactions reported herein, 4,756 options vested on 6/28/14 and remain exercisable, 59,472 options will vest on 6/28/15, 59,473 options will vest on 6/28/16.
- The option becomes exercisable in three equal annual installments beginning April 29, 2015.