Filing Details
- Accession Number:
- 0001140361-15-011213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 17:22:24
- Reporting Period:
- 2015-03-06
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 17:22:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1272706 | C Boon Ooi | C/O Avago Technologies U.s. Inc. 1320 Ridder Park Drive San Jose CA 95131 | Svp, Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-03-06 | 35,000 | $8.12 | 113,591 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2015-03-06 | 50,000 | $35.31 | 163,591 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-03-06 | 54,999 | $128.11 | 108,592 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-03-06 | 18,101 | $128.82 | 90,491 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-03-06 | 11,900 | $129.79 | 78,591 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-03-06 | 35,000 | $0.00 | 35,000 | $8.12 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-03-06 | 50,000 | $0.00 | 50,000 | $35.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-01-14 | No | 4 | M | Direct | |
| 50,000 | 2019-03-05 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- Includes 75,501 Restricted Share Units.
- This transaction was executed in multiple trades in prices ranging from $127.52 to $128.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $128.52 to $129.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $129.52 to $130.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option is fully vested and exercisable.
- The option vests as to 50% of the shares subject thereto on each of March 6, 2015 and March 6, 2016.
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