Filing Details
- Accession Number:
- 0001209191-15-024726
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 17:16:02
- Reporting Period:
- 2015-03-10
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 17:16:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1566897 | Diamond Resorts International Inc. | DRII | Hotels & Motels (7011) | 461750895 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423055 | D Lowell Kraff | 10600 West Charleston Boulevard Las Vegas NV 89135 | Yes | No | Yes | No | |
1581688 | Ldk Holdco, Llc | 10600 West Charleston Boulevard Las Vegas NV | No | No | No | Yes | |
1581692 | Diamond Oursurance, Llc | 10600 West Charleston Boulevard Las Vegas NV | No | No | No | Yes | |
1581694 | Best Amigos Partners, Llc | 10600 West Charleston Boulevard Las Vegas NV | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-10 | 235,000 | $0.00 | 1,196,537 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 287,686 | Indirect | See footnote |
Common Stock | 102,765 | Indirect | See footnote |
Common Stock | 28,129 | Indirect | See footnote |
Footnotes
- The shares of common stock were sold in an underwritten public offering in which selling stockholders sold an aggregate of 6,700,000 shares of common stock to the underwriter at a price per share of $32.99, of which 5,184,418 shares were sold to the public at a price of $33.75 per share and 1,515,582 shares were repurchased by the Issuer at the price per share at which the underwriter purchased shares from the selling stockholders.
- Directly by Best Amigos Partners, LLC ("BAP") and indirectly by Mr. Kraff as the sole manager of BAP. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
- Directly by Diamond Oursurance, LLC ("Oursurance") and indirectly by Mr. Kraff as the sole manager of Oursurance. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
- Directly by LDK Holdco, LLC ("LDK") and indirectly by Mr. Kraff as the sole member of LDK. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
- By Praesumo Partners, LLC ("Praesumo"). Mr. Kraff is the managing member of Praesumo. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.