Filing Details
- Accession Number:
- 0001535264-15-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 16:57:29
- Reporting Period:
- 2015-03-06
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 16:57:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095315 | Pfsweb Inc | PFSW | Services-Business Services, Nec (7389) | 752837058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535264 | Awm Investment Company, Inc. | 527 Madison Avenue Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-06 | 2,700 | $11.23 | 2,256,136 | No | 4 | S | Indirect | By Limited Partnerships |
| Common Stock | Disposition | 2015-03-06 | 2,400 | $11.31 | 2,253,736 | No | 4 | S | Indirect | By Limited Partnerships |
| Common Stock | Disposition | 2015-03-07 | 6,000 | $11.04 | 2,247,736 | No | 4 | S | Indirect | By Limited Partnerships |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Limited Partnerships |
| No | 4 | S | Indirect | By Limited Partnerships |
| No | 4 | S | Indirect | By Limited Partnerships |
Footnotes
- This is a weighted average price.
- AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE and together with QP and CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,467,704 shares of Common Stock of the Issuer (the Shares) held by QP, 483,175 Shares held by CAYMAN and 296,857 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Billionaire Hedge Funds
