Filing Details
- Accession Number:
- 0001042167-15-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 17:14:10
- Reporting Period:
- 2015-03-09
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 16:14:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1367859 | Citizens Community Bancorp Inc. | CZWI | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1480691 | H Edward Schaefer | C/O Citizens Community Bancorp, Inc. 2174 Eastridge Center Eau Claire WI 54701 | Chief Exec Officer & President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2015-03-09 | 4,644 | $5.00 | 65,146 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2015-03-09 | 4,644 | $5.48 | 69,790 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2015-03-09 | 9,200 | $5.56 | 78,990 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2015-03-10 | 2,700 | $9.12 | 76,290 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (right to buy) | Disposition | 2015-03-09 | 4,644 | $0.00 | 4,644 | $5.00 |
| Common Stock | Common Stock Option (right to buy) | Disposition | 2015-03-09 | 4,644 | $0.00 | 4,644 | $5.48 |
| Common Stock | Common Stock Option (right to buy) | Disposition | 2015-03-09 | 9,200 | $0.00 | 9,200 | $5.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,287 | 2012-09-30 | 2021-09-30 | No | 4 | M | Direct |
| 9,287 | 2012-06-14 | 2021-06-14 | No | 4 | M | Direct |
| 14,019 | 2013-10-31 | 2022-10-31 | No | 4 | M | Direct |
Footnotes
- The price reported above is the average transaction price. The range of prices for such transactions is $9.10 to $9.20. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of September 30, 2012, September 30, 2013, September 30, 2014, September 30, 2015 and September 30, 2016.
- The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of June 14, 2012, June 14, 2013, June 14, 2014, June 14, 2015 and June 14, 2016.
- The common stock option vests pro rata over a five-year period: 20% of the shares become exercisable on each of October 31, 2013, October 31, 2014, October 31, 2015, October 31, 2016 and October 31, 2017.
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