Filing Details
- Accession Number:
- 0000086115-15-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-10 12:11:12
- Reporting Period:
- 2015-03-09
- Filing Date:
- 2015-03-10
- Accepted Time:
- 2015-03-10 12:11:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86115 | Safeguard Scientifics Inc | SFE | Investors, Nec (6799) | 231609753 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1178460 | A Julie Dobson | 435 Devon Park Drive, Building 800 Wayne PA 19087-1945 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-09 | 4,166 | $15.84 | 20,498 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-09 | 4,166 | $7.14 | 24,664 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-09 | 4,166 | $10.94 | 28,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-09 | 12,498 | $18.26 | 16,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-09 | 4,166 | $0.00 | 4,166 | $7.14 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-09 | 4,166 | $0.00 | 4,166 | $10.94 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-09 | 4,166 | $0.00 | 4,166 | $15.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-07-23 | 2016-07-23 | No | 4 | M | Direct |
| 0 | 2010-08-31 | 2017-08-31 | No | 4 | M | Direct |
| 0 | 2008-05-24 | 2015-05-24 | No | 4 | M | Direct |
Footnotes
- The price reported is the average sale price for the shares. The shares were sold at prices ranging from $18.13 to $18.38 Reporting person will provide, upon the request of the SEC staff, the issuer or its shareowners, full information regarding the number of shares sold at each separate price.
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