Filing Details
- Accession Number:
- 0001002225-15-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 19:22:57
- Reporting Period:
- 2015-03-06
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 19:22:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559492 | Anthony Sperling | 600 Townsend Street San Francisco CA 94103 | Evp, Global Client Experience | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-06 | 3,032 | $12.10 | 46,387 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-06 | 832 | $44.12 | 45,555 | No | 4 | D | Direct | |
Common Stock | Disposition | 2015-03-09 | 2,200 | $44.18 | 43,355 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2015-03-06 | 3,032 | $0.00 | 3,032 | $12.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
95,589 | 2013-11-14 | 2022-11-14 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.