Filing Details
- Accession Number:
- 0001209191-15-024220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 18:43:07
- Reporting Period:
- 2007-08-16
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 18:43:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175483 | Newcastle Investment Corp | NCT | Real Estate Investment Trusts (6798) | 810559116 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124460 | R Wesley Edens | 1345 Avenue Of The Americas 46Th Floor New York NY 10105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series B Cumulative Redeemable Preferred Stock | Acquisiton | 2007-08-16 | 72,000 | $19.50 | 72,000 | No | 4 | P | Indirect | Drawbridge DSO Securities LLC |
| Series B Cumulative Redeemable Preferred Stock | Disposition | 2015-03-05 | 10,000 | $26.25 | 62,000 | No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| Series B Cumulative Redeemable Preferred Stock | Disposition | 2015-03-06 | 7,240 | $26.19 | 54,760 | No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| Series B Cumulative Redeemable Preferred Stock | Disposition | 2015-03-09 | 26,215 | $25.98 | 28,545 | No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| Series C Cumulative Redeemable Preferred Stock | Acquisiton | 2007-08-16 | 37,000 | $16.59 | 37,000 | No | 4 | P | Indirect | Drawbridge DSO Securities LLC |
| Series C Cumulative Redeemable Preferred Stock | Disposition | 2015-03-06 | 10,000 | $25.09 | 27,000 | No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| Series C Cumulative Redeemable Preferred Stock | Disposition | 2015-03-09 | 24,308 | $25.07 | 2,692 | No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Drawbridge DSO Securities LLC |
| No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| No | 4 | P | Indirect | Drawbridge DSO Securities LLC |
| No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
| No | 4 | S | Indirect | Drawbridge DSO Securities LLC |
Footnotes
- These shares were sold by Drawbridge DSO Securities LLC. Mr. Edens does not personally own these shares or have any voting or investment power over these shares. However, Mr. Edens may be deemed to be the beneficial owner of these shares of preferred stock by virtue of his relationship to Drawbridge DSO Securities LLC. Mr. Edens disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
