Filing Details
- Accession Number:
- 0000914760-15-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 17:22:12
- Reporting Period:
- 2015-03-06
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 17:22:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1581607 | Roi Acquisition Corp. Ii | ROIQU | Blank Checks (6770) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566939 | E. George Hall | 601 Lexington Avenue 51St Floor New York NY 10022 | Chief Investment Officer | Yes | Yes | Yes | No |
1567109 | Clinton Magnolia Master Fund, Ltd. | 601 Lexington Avenue 51St Floor New York NY 10022 | Yes | No | No | No | |
1584551 | Geh Capital Inc. | 601 Lexington Avenue 51St Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-06 | 695,312 | $0.01 | 2,085,938 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- Up to 585,938 shares will be subject to forfeiture unless (i) the last sales price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for share splits, share dividends, reorganizations, recapitalizations and the like) for any 20 trading days within at least one 30-trading day period within 5 years following the closing of the Issuer's initial business combination or (ii) the Issuer completes a liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like).
- By GEH Capital, Inc., an entity wholly owned by George E. Hall.