Filing Details

Accession Number:
0001127602-15-010634
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-09 17:11:41
Reporting Period:
2015-03-05
Filing Date:
2015-03-09
Accepted Time:
2015-03-09 17:11:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7789 Associated Banc-Corp ASB State Commercial Banks (6022) 391098068
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523751 A. John Utz Associated Banc-Corp
433 Main Street
Green Bay WI 54301
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $0.01 Par Value Disposition 2015-03-05 11,500 $18.43 56,419 No 4 S Direct
Common Stock $0.01 Par Value Acquisiton 2015-03-09 16,682 $12.97 73,101 No 4 M Direct
Common Stock $0.01 Par Value Disposition 2015-03-09 16,682 $18.65 56,419 No 4 S Direct
Common Stock $0.01 Par Value Acquisiton 2015-03-09 8,482 $14.02 64,901 No 4 M Direct
Common Stock $0.01 Par Value Disposition 2015-03-09 8,482 $18.65 56,419 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $0.01 Par Value Non-qualified Stock Option (Right to Buy) Disposition 2015-03-09 16,682 $0.00 16,682 $12.97
Common Stock $0.01 Par Value Non-qualified Stock Option (Right to Buy) Disposition 2015-03-09 8,482 $0.00 8,482 $14.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,681 2022-01-23 No 4 M Direct
16,837 2023-01-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $0.01 Par Value 8,167 Indirect 401(k) Plan
Footnotes
  1. Balance reflects the transfer pursuant to a domestic relations order of 13,395 shares of Associated Banc-Corp common stock to the reporting person's former spouse since the date of his last ownership report.
  2. Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
  3. Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.