Filing Details
- Accession Number:
- 0001127602-15-010634
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 17:11:41
- Reporting Period:
- 2015-03-05
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 17:11:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1523751 | A. John Utz | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.01 Par Value | Disposition | 2015-03-05 | 11,500 | $18.43 | 56,419 | No | 4 | S | Direct | |
Common Stock $0.01 Par Value | Acquisiton | 2015-03-09 | 16,682 | $12.97 | 73,101 | No | 4 | M | Direct | |
Common Stock $0.01 Par Value | Disposition | 2015-03-09 | 16,682 | $18.65 | 56,419 | No | 4 | S | Direct | |
Common Stock $0.01 Par Value | Acquisiton | 2015-03-09 | 8,482 | $14.02 | 64,901 | No | 4 | M | Direct | |
Common Stock $0.01 Par Value | Disposition | 2015-03-09 | 8,482 | $18.65 | 56,419 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-03-09 | 16,682 | $0.00 | 16,682 | $12.97 |
Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-03-09 | 8,482 | $0.00 | 8,482 | $14.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,681 | 2022-01-23 | No | 4 | M | Direct | |
16,837 | 2023-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $0.01 Par Value | 8,167 | Indirect | 401(k) Plan |
Footnotes
- Balance reflects the transfer pursuant to a domestic relations order of 13,395 shares of Associated Banc-Corp common stock to the reporting person's former spouse since the date of his last ownership report.
- Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.