Filing Details
- Accession Number:
- 0001140361-15-010975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 16:57:36
- Reporting Period:
- 2015-03-05
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 16:57:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212458 | Proofpoint Inc | PFPT | Services-Computer Processing & Data Preparation (7374) | 510414846 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1027621 | D Jonathan Feiber | 3000 Sand Hill Road Suite 3-290 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-05 | 4,365 | $14.49 | 4,365 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-05 | 12,500 | $4.88 | 16,865 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-05 | 4,135 | $22.53 | 21,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-05 | 21,000 | $55.77 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2015-03-05 | 4,365 | $0.00 | 4,365 | $14.49 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2015-03-05 | 12,500 | $0.00 | 12,500 | $4.88 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2015-03-05 | 4,135 | $0.00 | 4,135 | $22.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-08-09 | No | 4 | M | Direct | |
| 0 | 2020-10-28 | No | 4 | M | Direct | |
| 8,365 | 2023-06-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,699 | Indirect | See footnote |
Footnotes
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $55.50 to $56.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Held by the Feiber-Buhr Family Trust, of which the Reporting Person and his wife are the sole trustees.
- The stock option is immediately exercisable in full.
Billionaire Hedge Funds
