Filing Details
- Accession Number:
- 0001181431-15-004374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 16:22:35
- Reporting Period:
- 2015-03-05
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 16:22:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297166 | J Robert Sprowls | 1713 N Vallejo Way Upland CA 91784 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-03-02 | 100 | $39.65 | 73,753 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2015-03-05 | 1,636 | $39.16 | 72,117 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2015-03-05 | 1,604 | $39.16 | 70,513 | No | 4 | F | Direct | |
| Common Shares | Acquisiton | 2015-03-05 | 300 | $16.87 | 70,813 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-03-05 | 200 | $39.50 | 70,713 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2015-03-05 | 100 | $39.52 | 70,513 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (Right to Buy) | Acquisiton | 2015-03-05 | 300 | $0.00 | 300 | $16.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,730 | 2007-01-29 | 2016-01-29 | No | 4 | M | Direct |
Footnotes
- DER units credited on 3/2/2015 as dividned at FMV
- 4353 previously reported RSU's of which 1636.0595 were withheld to satisfy tax withholding
- 4268 previously reported RSU's of which 1604.1456 were withheld to satisfy tax withholding
Billionaire Hedge Funds
