Filing Details
- Accession Number:
- 0001185185-15-000465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 16:15:12
- Reporting Period:
- 2015-02-17
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 16:15:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1112920 | Globalscape Inc | GSB | Services-Prepackaged Software (7372) | 742785449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387321 | M Frank Morgan | 4500 Lockhill Selma Road, Suite 150 San Antonio TX 78249 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-17 | 20,000 | $2.50 | 114,520 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-19 | 2,800 | $3.42 | 111,720 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-20 | 6,300 | $3.35 | 105,420 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-23 | 10,900 | $3.27 | 94,520 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-02-17 | 20,000 | $0.00 | 20,000 | $2.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2006-12-06 | 2016-12-06 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $3.10 | 2007-06-01 | 2017-06-01 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-06-01 | 20,000 | 20,000 | Direct |
Footnotes
- Unexercised option to purchase common stock.
Billionaire Hedge Funds
