Filing Details
- Accession Number:
- 0001140361-15-010906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 14:47:16
- Reporting Period:
- 2015-03-03
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 14:47:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 867665 | Abraxas Petroleum Corp | AXAS | Crude Petroleum & Natural Gas (1311) | 742584033 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557508 | R. Geoffrey King | 18803 Meisner Drive San Antonio TX 78258 | Vp - Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Acquisiton | 2015-03-06 | 2,796 | $3.21 | 5,451 | No | 4 | P | Indirect | 401-K |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | 401-K |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Employee Stock Option | Acquisiton | 2015-03-03 | 250,000 | $3.16 | 250,000 | $3.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2016-03-03 | 2025-03-03 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Abraxas Petroleum Common Stock | 180,685 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.15 | 2015-03-11 | 2024-03-11 | 27,500 | 27,500 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $2.39 | 2014-05-14 | 2023-05-14 | 24,000 | 24,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $1.99 | 2013-09-04 | 2022-09-04 | 200,000 | 200,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-03-11 | 27,500 | 27,500 | Direct |
| 2023-05-14 | 24,000 | 24,000 | Direct |
| 2022-09-04 | 200,000 | 200,000 | Direct |
Footnotes
- 401-K shares acquired as a result of Abraxas Petroleum Corporations safe harbor match for calendar year 2014.
- Options vest at 25% per year beginning one year from date of grant.
Billionaire Hedge Funds
