Filing Details
- Accession Number:
- 0000720672-15-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 14:37:31
- Reporting Period:
- 2015-03-06
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 14:37:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206666 | P Thomas Mulroy | 200 Garrison Forest Road Owings Mills MD 21117-4110 | Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-06 | 10,000 | $55.60 | 193,155 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-06 | 5,000 | $55.45 | 188,155 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-06 | 5,000 | $54.80 | 183,155 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-06 | 5,000 | $54.55 | 178,155 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 156,831 | 156,831 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
156,831 | 156,831 | Direct |
Footnotes
- Units vest 100% three years from the grant date.
- No expiration date for these Units.