Filing Details

Accession Number:
0000720672-15-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-09 14:37:31
Reporting Period:
2015-03-06
Filing Date:
2015-03-09
Accepted Time:
2015-03-09 14:37:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206666 P Thomas Mulroy 200 Garrison Forest Road
Owings Mills MD 21117-4110
Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-06 10,000 $55.60 193,155 No 4 S Direct
Common Stock Disposition 2015-03-06 5,000 $55.45 188,155 No 4 S Direct
Common Stock Disposition 2015-03-06 5,000 $54.80 183,155 No 4 S Direct
Common Stock Disposition 2015-03-06 5,000 $54.55 178,155 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 156,831 156,831 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
156,831 156,831 Direct
Footnotes
  1. Units vest 100% three years from the grant date.
  2. No expiration date for these Units.