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Home > Insider Trading > Filing (0001140361-15-010893)

Filing Details

Accession Number:: 0001140361-15-010893
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-03-09 14:13:01
Reporting Period:: 2015-03-09

Filing Date:: 2015-03-09
Accepted Time:: 2015-03-09 14:13:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
99614	Tri-Continental Corp	TY	(0)	135441850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198287	L David King	225 Franklin Street Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Tri-Continental Corporation Common Stock	Acquisiton	2015-03-09	200	$21.77	115,200	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2015-03-09	100	$21.78	115,300	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2015-03-09	543	$21.85	115,843	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2015-03-09	205	$21.86	116,048	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2015-03-09	1,300	$21.87	117,348	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2015-03-09	2,100	$21.88	119,448	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2015-03-09	700	$21.89	120,148	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2015-03-09	4,852	$21.90	125,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct