Filing Details
- Accession Number:
- 0001140361-15-010885
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 13:15:29
- Reporting Period:
- 2015-03-05
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 13:15:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411303 | Cape Bancorp Inc. | CBNJ | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222379 | J James Lynch | 225 North Main Street Cape May Court House NJ 08210 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-05 | 17,800 | $9.04 | 1,399,705 | No | 4 | P | Indirect | By Partnership |
| Common Stock | Acquisiton | 2015-03-06 | 9,500 | $9.03 | 1,409,205 | No | 4 | P | Indirect | By Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Partnership |
| No | 4 | P | Indirect | By Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,275 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $7.68 | 2011-07-01 | 2020-06-28 | 2,950 | 2,950 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-06-28 | 2,950 | 2,950 | Direct |
Footnotes
- Patriot Financial Partners, GP, L.P. ("Patriot GP") is the sole general partner of each of Patriot Financial Partners, L.P. and Patriot Financial Partners Parallel, L.P. (together, the "Funds".) The Funds own 1,409,205 shares of the Issuer's common stock. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP. Patriot Financial Partners GP, LLC ("Patriot LLC") is the general partner of Patriot GP. Accordingly, securities owned or deemed beneficially owned by Patriot GP may be regarded as being beneficially owned by Patriot LLC. W. Kirk Wycoff, James J. Lynch, and Ira M. Lubert are general partners of the Funds and managing members of Patriot LLC.
- Messrs. Wycoff, Lynch, and Lubert disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein and this report shall not be an admission that they are beneficial owners of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934.
- Stock Options vest at a rate of 20% per year commencing on July 1, 2011.
Billionaire Hedge Funds
