Filing Details
- Accession Number:
- 0001214659-15-002069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-09 09:50:36
- Reporting Period:
- 2015-03-05
- Filing Date:
- 2015-03-09
- Accepted Time:
- 2015-03-09 09:50:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611988 | Fifth Street Asset Management Inc. | FSAM | Investment Advice (6282) | 465610118 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1295594 | P L Ii Row Boathouse | 450 Sansome Street, Suite 1500 San Fran CA 94111 | No | No | No | No | |
1351407 | Philadelphia Financial Management Of San Francisco, Llc | 450 Sansome Street Suite 1500 San Francisco CA 94111 | No | No | No | No | |
1458495 | Boathouse Row I, L.p. | 450 Sansome Street, Suite 1500 San Francisco CA 94111 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2015-03-05 | 9,601 | $12.50 | 239,794 | No | 4 | S | Indirect | By Boathouse Row I, L.P. |
Common Stock, $0.01 Par Value | Disposition | 2015-03-05 | 1,905 | $12.50 | 79,034 | No | 4 | S | Indirect | By Boathouse Row II L.P. |
Common Stock, $0.01 Par Value | Disposition | 2015-03-06 | 4,655 | $11.87 | 235,319 | No | 4 | S | Indirect | By Boathouse Row I, L.P. |
Common Stock, $0.01 Par Value | Disposition | 2015-03-06 | 925 | $11.87 | 78,109 | No | 4 | S | Indirect | By Boathouse Row II L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Boathouse Row I, L.P. |
No | 4 | S | Indirect | By Boathouse Row II L.P. |
No | 4 | S | Indirect | By Boathouse Row I, L.P. |
No | 4 | S | Indirect | By Boathouse Row II L.P. |
Footnotes
- This Form 4 is jointly filed by Boathouse Row I, L.P. ("BR1"), Boathouse Row II, L.P. ("BR2") and Philadelphia Financial Management of San Francisco, LLC ("PFM") (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that no longer owns more than 10% of the Issuer's outstanding shares of Common Stock pursuant to Rule 16a-1(a)(1). Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest.
- Shares of Common Stock owned directly by BR1. PFM is the general partner of BR1. As the general partner of BR1, PFM may be deemed to beneficially own the shares of Common Stock owned directly by BR1.
- Shares of Common Stock owned directly by BR2. PFM is the general partner of BR2. As the general partner of BR2, PFM may be deemed to beneficially own the shares of Common Stock owned directly by BR2.