Filing Details
- Accession Number:
- 0001571049-15-001712
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-06 09:17:19
- Reporting Period:
- 2014-11-20
- Filing Date:
- 2015-03-06
- Accepted Time:
- 2015-03-06 09:17:19
- Original Submission Date:
- 2014-11-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
744452 | Applied Dna Sciences Inc | APDN | Services-Miscellaneous Business Services (7380) | 592262718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624610 | Iii John Bitzer | 50 Health Sciences Drive Stony Brook NY 11790 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-20 | 76,923 | $3.24 | 1,129,036 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2014-11-20 | 76,923 | $0.01 | 76,923 | $3.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,923 | 2019-11-20 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,539 | Direct | |
Common Stock | 11,243 | Indirect | See footnote |
Footnotes
- Represents shares of the issuer's common stock and warrants purchased at the public offering price of $3.24 per common share and $0.01 per Warrant.
- These shares of common stock and warrants to purchase common stock are owned by Delabarta, Inc., a subsidiary of ABARTA, Inc. The reporting person disclaims beneficial ownership of the shares and warrnts held by Delabarta, Inc. except to the extent of his pecuniary interest therein through his ownership in ABARTA, Inc.
- These warrants are fully exercisable.