Filing Details
- Accession Number:
- 0001213184-15-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-05 18:11:30
- Reporting Period:
- 2015-03-03
- Filing Date:
- 2015-03-05
- Accepted Time:
- 2015-03-05 18:11:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194518 | J Peter Simone | 1791 Deere Avenue Irvine CA 92606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-03 | 7,500 | $13.86 | 47,278 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-03 | 7,500 | $19.87 | 39,778 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-03-03 | 7,500 | $0.00 | 7,500 | $13.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-01-03 | 2016-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,734 | Indirect | Held in Deferred Compensation Plan |
Footnotes
- Reflects the weighted-average sale price for an aggregate of 7,500 shares sold in multiple transactions at prices ranging from $19.79 to $19.94 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 8,734 restricted stock units are held in the issuer's Deferred Compensation Plan for the benefit of reporting person.